Treaty Investor (E-2)

An E-2, Treaty Investor, visa is available to someone who is a citizen or national of a treaty country and who wishes to enter the United States.  The Treaty Investor's sole purpose is to develop and direct the operation of an enterprise which she or he must have invested or is in the process of investing a substantial amount of capital. Included is a list of treaty investor countries.

Generally an E visa, obtained from a consulate outside of the US, will be issued for a period of five years.  The spouse and children of the principal applicant will also receive E visas for the same period of time. An E-2 visa holder, when entering the United States, will be given a period of stay of one year.

If the alien desires an extension of stay, he or she would file a request for an extension with the U.S. Customs and Immigration Services, which extension will be granted in increments of two years. Once an extension is granted, the alien can obtain re validation of the E visa through the US State Department, rather than having to return to the consul to obtain a new visa.

The spouse of an E-2 may obtain employment authorization by filing form I-765, together with supporting documentation, with the appropriate immigration service center stated below. They will be authorized employment for the period of admission and/or status of their spouses, but not to exceed two years.

Please read the instructions, attached to the petition, carefully to determine who can file the petition and what documents will be needed to establish the qualifications for obtaining the E-2 visa or change of status.  If applying for a visa at a US consul outside of the United States, you should complete forms DS-156 and DS-156E, and present them in person at the consulate, together with documentation that will clearly establish your eligibility for the visa.  A separate form OF-156 should be completed for each accompanying family member.

If the applicant is in the United States and is eligible to file for change of status, form I-129, together with the I-129 E supplement should be mailed to the immigration service center that had jurisdiction over the alien’s intended place of employment in the United States. A new regulation effective December 4, 1998 states that an E-2 petition should be filed with the Texas Service Center if the business is located, or will principally be doing business, in the areas previously covered by the Vermont and Texas Service Centers; and with the California Service Center if the business is located, or will principally be doing business, in the areas previously covered by the California and Nebraska Service Centers.

Note: Whenever you mail any forms or documents to the immigration service, you should always do so by certified mail, return receipt requested, or by some form of express mail for which you can obtain proof of receipt. This is very important in the event immigration loses your application. In that event you can submit your proof of receipt, with evidence of payment, and you can establish that you did not violate your status in the United States.

Once the petition is approved, the alien will be sent immigration form I-797 extending the person’s stay in the United States for two years, or for the time requested on the petition if less than two years. Each accompanying family member who filed an I-539 application will also be granted the change of status for the same period as the principal applicant.

As in the case of an alien entering on an E-2 visa, if the alien desires an extension of stay, he or she would file a request for an extension with the U.S. Citizenship and Immigration Services, which extension will be granted in increments of two years.


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 E-2 Extension of Stay

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Documents



1. Form I-129 & "E" Supplement
2. DS-160 & DS-160E (If applying at a U.S. Consul)
3. Certificate and Articles of Incorporation of U.S. corporation
4. Minutes of corporation showing the officers, directors and shareholders
5. Share Certificates
6. Proof of Investment
(a) Canceled checks
(b) Invoices to show purchase of merchandise and fixtures.
(c) Copy of closing statement
7. Lease for the operation of corporation and Occupational License
8. Employer's Quarterly Tax and Wage Report, showing the number of employees
9. Form W-4 for all employees
10. Passport and I-94
11. Evidence of source of funds for investment
12. Evidence of additional funds (or property) to operate business

Countries



Country Classification Effective Date
Albania E-2 January 4, 1998
Argentina E-2 October 20, 1994
Armenia E-2 March 29, 1996
Australia E-2 December 27, 1991
Austria E-2 May 27, 1931
Azerbaijan E-2 August 2, 2001
Bahrain E-2 May 30, 2001
Bangladesh E-2 July 25, 1989
Belgium E-2 October 3, 1963
Bolivia E-2 June 6, 2001
Bosnia and Herzegovina 11 E-2 November 15, 1882
Bulgaria E-2 June 2, 1994
Cameroon E-2 April 6, 1989
Canada E-2 January 1, 1993
Chile E-2 January 1, 2004
China (Taiwan) 1 E-2 November 30, 1948
Colombia E-2 June 10, 1848
Congo (Brazzaville) E-2 August 13, 1994
Congo (Kinshasa) E-2 July 28, 1989
Costa Rica E-2 May 26, 1852
Croatia 11 E-2 November 15, 1882
Czech Republic 2 E-2 January 1, 1993
Denmark E-2 December 10, 2008
Ecuador E-2 May 11, 1997
Egypt E-2 June 27, 1992
Estonia E-2 February 16, 1997
Ethiopia E-2 October 8, 1953
Finland E-2 December 1, 1992
France 4 E-2 December 21, 1960
Georgia E-2 August 17, 1997
Germany E-2 July 14, 1956
Grenada E-2 March 3, 1989
Honduras E-2 July 19, 1928
Iran E-2 June 16, 1957
Ireland E-2 November 18, 1992
Italy E-2 July 26, 1949
Jamaica E-2 March 7, 1997
Japan 5 E-2 October 30, 1953
Jordan E-2 December 17, 2001
Kazakhstan E-2 January 12, 1994
Korea (South) E-2 November 7, 1957
Kosovo 11 E-2 November 15, 1882
Kyrgyzstan E-2 January 12, 1994
Latvia E-2 December 26, 1996
Liberia E-2 November 21, 1939
Lithuania E-2 November 22, 2001
Luxembourg E-2 March 28, 1963
Macedonia, the Former Yugoslav Republic of (FRY) E-2 November 15, 1882
Mexico E-2 January 1, 1994
Moldova E-2 November 25, 1994
Mongolia E-2 January 1, 1997
Montenegro 11 E-2 November 15, 1882
Morocco E-2 May 29, 1991
Netherlands 6 E-2 December 5, 1957
Norway 7 E-2 January 18, 1928
Oman E-2 June 11, 1960
Pakistan E-2 February 12, 1961
Panama E-2 May 30, 1991
Paraguay E-2 March 07, 1860
Philippines E-2 September 6, 1955
Poland E-2 August 6, 1994
Romania E-2 January 15, 1994
Serbia 11 E-2 November 15,1882
Senegal E-2 October 25, 1990
Singapore E-2 January 1, 2004
Slovak Republic 2 E-2 January 1, 1993
Slovenia 11 E-2 November 15, 1882
Spain 8 E-2 April 14, 1903
Sri Lanka E-2 May 1, 1993
Suriname 9 E-2 February 10, 1963
Sweden E-2 February 20, 1992
Switzerland E-2 November 08, 1855
Thailand E-2 June 8, 1968
Togo E-2 February 5, 1967
Trinidad & Tobago E-2 December 26, 1996
Tunisia E-2 February 7, 1993
Turkey E-2 May 18, 1990
Ukraine E-2 November 16, 1996
United Kingdom 10 E-2 July 03, 1815
Yugoslavia 11 E-2 November 15, 1882

Country Specific Footnotes

  1. China (Taiwan) - Pursuant to Section 6 of the Taiwan Relations Act, (TRA) Public Law 96-8, 93 Stat, 14, and Executive Order 12143, 44 F.R. 37191, this agreement which was concluded with the Taiwan authorities prior to January 01, 1979, is administered on a nongovernmental basis by the American Institute in Taiwan, a nonprofit District of Columbia corporation, and constitutes neither recognition of the Taiwan authorities nor the continuation of any official relationship with Taiwan.

  2. Czech Repubilc and Slovak Republic - The Treaty with the Czech and Slovak Federal Republic entered into force on December 19, 1992; entered into force for the Czech Republic and Slovak Republic as separate states on January 01, 1993.

  3. Denmark - The Treaty which entered into force on July 30, 1961, does not apply to Greenland.

  4. France - The Treaty which entered into force on December 21, 1960, applies to the departments of Martinique, Guadeloupe, French Guiana and Reunion.

  5. Japan - The Treaty which entered into force on October 30, 1953, was made applicable to the Bonin Islands on June 26, 1968, and to the Ryukyu Islands on May 15, 1972.

  6. Netherlands - The Treaty which entered into force on December 05, 1957, is applicable to Aruba and Netherlands Antilles.

  7. Norway - The Treaty which entered into force on September 13, 1932, does not apply to Svalbard (Spitzbergen and certain lesser islands).

  8. Spain - The Treaty which entered into force on April 14, 1903, is applicable to all territories.

  9. Suriname - The Treaty with the Netherlands which entered into force December 05, 1957, was made applicable to Suriname on February 10, 1963.

  10. United Kingdom - The Convention which entered into force on July 03, 1815, applies only to British territory in Europe (the British Isles (except the Republic of Ireland), the Channel Islands and Gibraltar) and to "inhabitants" of such territory. This term, as used in the Convention, means "one who resides actually and permanently in a given place, and has his domicile there." Also, in order to qualify for treaty trader or treaty investor status under this treaty, the alien must be a national of the United Kingdom. Individuals having the nationality of members of the Commonwealth other than the United Kingdom do not qualify for treaty trader or treaty investor status under this treaty.

  11. Yugoslavia - The U.S. view is that the Socialist Federal Republic of Yugoslavia (SFRY) has dissolved and that the successors that formerly made up the SFRY - Bosnia and Herzegovina, Croatia, the Former Yugoslav Republic of Macedonia, Slovenia, and the Federal Republic of Yugoslavia continue to be bound by the treaty in force with the SFRY and the time of dissolution.


 
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ImmigrationLinks Qualifications

  1. The investor, either a real or corporate person, must be a national of a treaty country;
  2. The investment must be substantial.  It must be sufficient to ensure the successful operation of the enterprise.  The percentage of investment for a low-cost business enterprise must be higher than the percentage of investment in a high-cost enterprise;
  3. The investment must be a real operating enterprise.  Speculative or idle investment does not qualify.  Uncommitted funds in a bank account or similar security are not considered an investment;
  4. The investment may not be marginal.  It must generate significantly more income than just to provide a living to the investor and family, or it must have a significant economic impact in the U.S.;
  5. The investor must have control of the funds, and the investment must be at risk in the commercial sense.  Loans secured with the assets of the investment enterprise are not allowed; and
  6. The investor must be coming to the U.s. to develop and direct the enterprise.  If the applicant is not the principal investor, he or she must be employed in a supervisory, executive, or highly specialized skill capacity (ordinary skilled and unskilled workers do not qualify).